Executive Services

Bank of America Merrill Lynch has the knowledge and experience to assist corporate executives and directors in managing their company stock holdings. Our services help executives comply with SEC rules and issuer's ownership guidelines while helping with overall wealth management.

Our experienced Financial Advisors specialize in company stockrelated issues and can assist you and your executives with:

  • Designing and implementing a Rule 10b5-1 future? Trading Plan
  • Understanding and managing complex equity awards, such as performance plans
  • Executing transactions in compliance with SEC Rules
  • Pre-trade verifications and timely and accurate reporting of open market purchases and sales transactions for corporate insiders
Our suite of comprehensive services and innovative tools help you manage equity compensation and transactions involving company stock:
  • Rule 10b5-1 Trading Plans — The systematic selling or purchasing of company stock at regular intervals, in a plan that enables executives to trade these shares during periods when they are usually prohibited from trading.
  • Officer and Director Equity Service (ODES) — A solution to help officers and directors meet stringent time constraints imposed on reporting transactions involving company stock. ODES provides pre-trade verification of open-market purchases and sales, as well as post-trade confirmation details to the company's designee.
25% of workers and retirees have no savings at all.* Are your employees prepared for the future?
See how Retirement and Benefit Plan Services can expand the possibilities of your employee benefit solutions.
1.877.895.2176